MiFID affects investments firms, credit institutions and banks operating within the EU and is part of the greater move towards Pan European Union, transparent and regulated market in financial instruments.
Its main objective is to harmonize rules and improve the protection, confidentiality and transparency provided to investors. In order to comply with MiFID, enterprises will be required to modify their governance, IT systems, business processes and procedures.
The current date for execution is November 2007.
Corporate Modeler toolset and can be easily customized to your organizational environment. Because of our extensibility you are free to add your own Audit question and controls and cross reference them with the modeled requirements, with your own processes or you can use the pre defined ITIL process model and get the cross references out of the box.
As part of our Casewise tool set you will be able to schedule audit questions and controls in order to perform internal checks/audits or just performed simple assessments. Based on this data you will be able to communicate the results via our HTML Portal within different Dashboard or list views. This data can also be maintained (create, delete, update) via the Portal (web front end).
 | to download the MiFID Datasheet |
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